Regulatory & Legal Notices
Important regulatory disclosures and legal notices for our investment services.
Regulatory Authorization
Avertis Group SA is authorized and regulated by the Swiss Financial Market Supervisory Authority (FINMA) as a portfolio manager under the Financial Services Act (FinSA) and Financial Institutions Act (FinIA).
License Type: Portfolio Management
Authorization Date: [Date]
FINMA Registration: [Number]
Investment Risk Disclosures
Important Risk Warning
All investments carry risk, including the potential for significant losses and total loss of capital. The value of investments and income from them can go down as well as up, and you may not recover the amount originally invested.
Specific Risk Factors
- •Market Risk: Investments in stocks and futures are subject to market volatility and may experience significant price fluctuations.
- •Liquidity Risk: Some investments may be difficult to sell quickly at fair market value.
- •Currency Risk: International investments may be affected by currency exchange rate fluctuations.
- •Leverage Risk: Use of derivatives and leverage can amplify both gains and losses.
Client Classification
Our services are primarily designed for qualified investors as defined under Swiss law, including:
- • High-net-worth individuals with investable assets exceeding CHF 500,000
- • Institutional investors and professional clients
- • Family offices and private foundations
- • Corporate entities with investment mandates
Performance Disclaimers
Past Performance: Past performance is not indicative of future results. Historical returns, expected returns, and probability projections are provided for informational purposes only.
Benchmarks: Benchmark comparisons are provided for reference only and may not reflect the actual performance of client portfolios due to differences in timing, fees, and investment restrictions.
Hypothetical Performance: Any hypothetical or model portfolio performance has inherent limitations and may not reflect actual trading results.
Conflicts of Interest
Avertis Group maintains policies and procedures to identify and manage potential conflicts of interest. We are committed to acting in our clients' best interests at all times.
Details of our conflicts of interest policy are available upon request and are provided to clients as part of our service agreements.
Complaints Procedure
If you have a complaint about our services, please contact us in writing at our Geneva or Zürich offices. We will acknowledge receipt within 5 business days and provide a substantive response within 30 days.
If you are not satisfied with our response, you may refer the matter to the Swiss Financial Market Supervisory Authority (FINMA) or the Swiss Banking Ombudsman.
Data Protection
We process personal data in accordance with Swiss data protection laws and our Privacy Policy. Client information is treated with the highest level of confidentiality and is protected by Swiss banking secrecy laws.